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Eugene Said:
insurance agent question?We Answered:
"Financial services" is an unregulated term and could mean that you only sell mortgages, underwrite loans, sell securities, research securities, offer tax advice, financial planning (this term is regulated), sell any kind of insurance, or any combination. FINRA has nothing to do with it unless you operate in one of the industries that FINRA regulates.In insurance brokerage, it would be very easy for you to incorporate as "Sexyin Financial Services" and start creating your own hierarchy if you wanted to. You need to have the right contracts and a BGA, IMO, FMO, or whatever that believes in you.